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Bette Roth's Resume
About Bette Roth
Bette Roth has mediated or arbitrated more than 750 cases over the
past 17 years, involving a wide range of commercial, securities,
employment, construction, real estate, and discrimination disputes.
Ms. Roth is routinely engaged by both the plaintiffs' and
defendants' bars, and settles more than 93% of the cases she
mediates for her clients.
Ms. Roth teaches
mediation at Boston University School of Law.
Bette Roth is the primary editor and
author of the national two-volume text,
The Alternative Dispute Resolution Practice Guide,
a finalist for the 1994 CPR book award. She publishes the
yearly updates for this book, which is now a staple in most law
libraries.
Bette Roth
has been recognized as
a Super Lawyer in New England and Massachusetts in the field of ADR by Boston Magazine
and Law & Politics Magazine since 2006. She is
internationally certified
as a mediator by the International Mediation Institute (IMI) in the Hague.
Roth was the co-chair of the ADR Committee of the Boston Bar
Association's Litigation and International Law Sections from
2006-2008.
Background
In
addition to mediating and arbitrating cases since 1992, Ms. Roth
also served as the Executive Director of
the
Middlesex Multi-Door Courthouse (“MMDC”), a non-profit dispute
provider of resolution services in Cambridge,
Massachusetts for several years.
Prior to
1992, Ms. Roth was a litigator for several years,
working with the San Francisco law firms of Farella, Braun & Martel
and Brobeck,
Phleger & Harrison. Prior to private
practice, Ms. Roth worked as an enforcement attorney
with the U.S. Securities and Exchange Commission in Los Angeles.
Neutral Panel Memberships
Bette Roth mediates and
arbitrates both directly and through several private
providers, including:
- CPR Panel of
Distinguished Neutrals
- AAA (American
Arbitration Association) mediation and arbitration commercial and
employment panels
- REBA (Boston's
Real Estate Bar Association)
- FINRA (formerly
National Association of Securities Dealers (“NASD”) (mediation
only))
- Case Closed
- Resolute
Systems, LLC
Ms.
Roth is listed with the Massachusetts
Superior Court as a “Qualified Neutral” and a Special Master, Receiver
& Arbitrator. From 2001-2007 she was also
one of the 3 per diem mediators for the Massachusetts
Commission Against Discrimination and one of the 14 per diem mediators for
the Massachusetts Appeals Court.
Substantive
Areas
During the past
twenty five years of practice in litigation, arbitration, mediation,
and conciliation, Ms. Roth has handled the following types of cases:
-
Accounting
-
Administrative (federal, state, municipal)
-
Bankruptcy
-
Business (contract and torts including taxation
issues)
-
Civil rights (see discrimination)
- Closely held
corporations (freeze-out, severance, stock valuation)
-
Commercial (UCC and common law)
-
Construction (residential, commercial, and municipal)
-
Contracts (commercial, business, employment, construction,
international)
-
Consumer (93A)
-
Defamation (employment, business)
-
Discrimination (age, gender, disability, racial, place of origin,
religion)
-
Education (professor, teachers, and student claims)
-
Employment (wrongful termination, independent
contractor, non-compete)
-
Environmental (superfund, disposal, drainage)
-
Family (property, support, CHINS, family business)
-
Franchise
-
Health care (clients, service providers, employment)
-
Housing (landlord-tenant, discrimination, lead paint)
-
Immigration
-
Insurance
-
Intellectual property
-
Joint venture
-
Land use (residential, city, adverse posession,
zoning)
-
Leases (commercial equipment, property)
-
Malpractice (professional)
-
Partnership
- Personal Injury
-
Real estate (sales, commissions, contract, title claims, torts)
-
Securities (customer, fraud, negligence, suitability,
churning, unauthorized trading, intra-industry, shareholder class
action)
-
Sexual harassment
-
Taxation
-
Torts (business, personal injury)
Awards, Distinctions and Publications
-Awards & Distinctions
-
2009, 2008, 2007, 2006: New England Super Lawyer
in the field of ADR by Boston Magazine
and Law & Politics Magazine
- Certified as an
international
mediator by the International Mediation Institute (IMI) in the Hague.
- 2001 John Dunlop
Dispute Resolution Award for Innovative Systems Design from the
Commonwealth of Massachusetts
-Books
-
The Alternative Dispute Resolution Practice Guide*
(national 2-volume text with annual
updates, copyright
© 1993-2009 Thomson/West)
(editor,
co-author)
-
Arbitration Practice and
Update 2007 (MCLE 2007) (editor, co-author)
-
Court Mandated Basic Training for Arbitrators
(MCLE 2005)
(editor, co-author)
-
What Every Lawyer Should Know About Arbitration (MCLE 2004)
(editor, co-author)
-
Arbitration Practice and Update 2002 (MCLE 2002)
(editor, co-author)
-
Securities Arbitration: Special Report
(Wiley Law Publications 1989) (co-author)
-
Securities
Litigation: State and Federal (CCLE 1988) (contributor)
*1994 CPR Book Award Finalist
-Articles
-
"Class Action Arbitrations: A
First Circuit Update" (Boston Bar Journal,
March/April 2008) (co-author)
-
“Litigation Tactics in Mediation: Are They
Ethical?” (Mass. Lawyer’s Weekly, February 2005)
-
“Ethical
Considerations for Advocates in Mediation” (Boston Bar
Association, October 2004)
-
“Ten Suggestions for Negotiation in Employment
Mediation” (The Practical Lawyer, ALI-ABA, Oct. 2004,
reprinted at the request of the AICPA for the
2006 edition of
Selected Readings by the American Institute of Certified
Public Accountants.)
-
“Mediating Your Securities Disputes Successfully” (NSCP Currents,
Winter 2004)
-
“Maximizing the Potential of Mediation” (Mass. Lawyers
Weekly, April 2004)
(co-author)
-
“Selecting the
Right Organization and the Arbitrator”
(Mass. Lawyers Weekly, February 2003)
-
"Per Se Legality of Some Naked Restraints:
A [Re]Conceptualization of the Antitrust Analysis of Cartelistic
Organizations”
(The
Antitrust Bulletin, July
2000)
(co-author)
Speaking engagements & ADR instruction
Ms. Roth
teaches mediation at Boston University School of Law.
-CLE, Training, and Bar Association Programs
Ms.
Roth speaks frequently at CLE and Bar Association programs, either
as a chairperson or moderator, or as a faculty member. Among
others, she has participated in the following programs:
- "Securities
Arbitration and Mediation" (faculty, Boston Bar Association, 2009)
-
"Med-arb, Arb-med, Binding
Mediation, Mediator’s Proposal, and other Hybrid Processes"
(faculty, AAA Advanced Mediator Training, 2009)
- "Choosing the
Right Dispute Resolution Process and Neutral" (faculty, MCLE 2009)
- "Resolving
Neighbor Disputes" (faculty, MCLE 2009)
- "Resolving
Closely Held Corporation Disputes", (faculty, MBA 2008)
- "Arbitration Practice and Update 2007" (chair,
MCLE 2007)
- "Arbitrator
Training (8-hours, co-chair, MCLE 2005)
- Numerous
brown-bag lunch programs on mediation and arbitration as co-chair of
ADR Committee (moderator, faculty 2005-2008)
- “Mediating Employment Cases”
(faculty, BBA 2004)
- “What Every Lawyer
Should Know About Arbitration” (chair, MCLE 2004)
- “Arbitration Practice and Update 2002”
(co-chair, MCLE 2002)
Ms. Roth also helps to train students and other
youths through Framingham Court Mediation Services, PAWS at Newton
North High School, and Boston's Summer of Opportunity.
Mediation
Style
Ms. Roth starts the process for each case by preparing for the
mediation. This typically involves conferencing with counsel
before the session, identifying materials to review, and reading the materials
they submit.
Every mediation is unique. Between the
parties, the facts, the law, the personalities of counsel, and the
history of their negotiation, each mediation session involves a
delicate balance of interests. Many parties feel the need to
be heard in order to put the dispute behind them. At the same
time, their only alternative to settlement is adjudication.
For these reasons, Ms. Roth combines facilitative and evaluative
techniques to keep the process moving forward and
the parties focused on settlement. She brings to the table her
years of experience as a litigation attorney and as an arbitrator to
credibly help the parties identify their interests, consider their case strengths and weaknesses, explore various
outcomes, evaluate and fashion proposals, and move toward resolution.
In those cases in which the mediation does not conclude during the
scheduled session, Ms. Roth always follows up with counsel and/or
parties, typically by telephone, until a resolution is reached.
The result is settlement in at least 93% of the cases she mediates.
ADR training
Ms. Roth has had extensive
training in dispute resolution:
- 2008: AAA
continuing education training on award writing
- 2007: AAA
continuing education training on chairing a panel
- 2006: AAA
continuing education trainings on pro se arbitration
- 2005: AAA Arb.
II training
- 2005: Superior
Court conciliation training
- 2003, 1991 AAA
Arb. I training
- 2001: FCMS
advanced mediator training for housing disputes
- 2000: MCLE/MCAD
discrimination prevention training certification (24 hrs)
- 1998: AG Office
training in peer mediation trainer training
- 1997: FCMS
basic mediation certification (35 hours)
- 1995-1996:
mediator training/apprentice with Randy Wulff
Education
- 1984: J.D.,
University of Wisconsin Law School (editor of The Wisconsin International Law Journal)
- 1981: B.A.,
Economics, cum laude, University of Massachusetts, Amherst
- 1981:
“Certificat de Langue Français”, University of Paris, Sorbonne
Bar and professional memberships
- 2006-2008:
Co-Chair, ADR Committee, Litigation and International Sections,
Boston Bar Association
- 1985:
Massachusetts State Bar
- 1984 California
State Bar
- 1984: Wisconsin
State Bar
- Massachusetts
Bar Association
- NEACR (New
England Chapter for the Association of Conflict Resolution)
Community service
From 2001-2002, Ms. Roth
was the co-president of the Zervas Elementary School Council, and an
elected member from 1999-2001. She served on the board of directors
for the Hyde Community Center from 1997-2003, and was an elected
member of the Newton Highlands Neighborhood Area Council from 1998
-2001. She contributes time each year since 1997 to city service
for garden and building maintenance and holiday projects. Ms. Roth
has mediated on a pro bono basis neighbor and family disputes for FCMS
since 1997, and has served as a judge for moot court competitions. In
1998, she led volunteers in her community to fund, design, and build a
memorial playground.
Lawyers'
written statements (unsolicited)
"Let me say at the outset
how pleased I was to work with such a terrific mediator..."
"I must admit that… I did
not enter the mediation with any expectation of success in bringing
the matter to a resolution. However, to my astonishment… the parties
were able to reach an acceptable settlement in this most difficult
case. Ms. Roth’s professionalism throughout the painstaking, three
hour mediation, enabled both sides not only to appreciate the
strengths and weaknesses of each others case, but also enabled the
parties to creatively craft a compromise that seemed impossible at the
outset."
"…I will certainly utilize
your services on behalf of [other] clients. I found your work on the
matter we worked on together to be extremely caring and quite
productive."
"I just wanted to thank
you for your generous assistance and good work at the mediation
today. All too often I’ve had the experience of attempting to find a
resolution of a case around or through the mediator; it was a relief
to know that the process today was in such capable hands. And it’s a
terrific outcome for all of the parties. Thanks again for helping to
make it happen."
"…. At the outset of the
mediation, it was clear that the respective parties had diametrically
opposed views of the relevant facts. However, utilizing both her
legal and negotiation skills, a compromise resolution was achieved.
Throughout the duration of the mediation, Ms. Roth impressed me as
being a very dedicated, hard working individual who was both motivated
and extremely conscientious and aware of her obligations as a mediator
to bring about a resolution. I sincerely believe that without her
intervention in this case, it would never have settled."
"You did a great job on my
mediation, which was a tough one."
"I appreciate your hard
work at yesterday's mediation. In several respects, it was a tough
case to mediate, and you handled it professionally and skillfully.
Thanks again."
"Thank you Bette for
smoothly handling the complexities of yesterday's mediation. Nancy
and I look forward to working with you again."
"Thanks again for your
very talented and successful mediation efforts in this case."
"Thanks for your help. We would
not have been able to resolve this matter without your
assistance."
"Thanks for an excellent
effort yesterday. This was a very difficult case both on the
issues and on the parties involved. You did a wonderful of job of
navigating through some pretty stormy waters. The parties had
been trying to settle this thing for over four years and you did
it in six hours! Thanks!"
"Thank you for doing such a great job for the [name] Trust last
night. Your sensitivity, compassion and skill dealing with all
the players involved made what could have been a very difficult
meeting very productive."
"Thanks again for the great work last week. [Client's
name] was
never a fan of mediation before and I had to talk her into
trying mediation with you. It couldn't have worked out better.
You made me look like a hero in front of my client."
"[My client] asked me to tell you that he was more than
satisfied with your efforts. I've never had a client
compliment a mediator in that way."
"Attorney [name] said you did a phenomenal job yesterday."
"You did a great job
resolving a difficult case"
"Thank you for your fine work and professionalism"
"Bette: Thanks for all your hard work
yesterday. I look forward to working with you again sometime."
"I know that yesterday was difficult to say the
least ....but it's done and gone and for a decent number ....I
do appreciate that you put up with us all for the day and thanks
again ..."
"[Name] and I thank you very much for your hard
work yesterday as well as 8 months ago. I tried to emphasis the
benefits of settlement to [Name]. He deemed it a success and it
is very rare of him to say that about anything. We think you
did a fabulous job."
"You really did a remarkable job on a very tough case."
"Next time, I won't even bother picking any
numbers...I will just leave it up to you since you knew all day
where I was going!"
"Thanks again and I look forward to seeing you
again soon."
(pro
se party) "Thank you for all your hard work. I trust it was an
interesting case for you; it was certainly an important life
event for me. Just keep up the good work and best of luck to
you and everything you do. I want to thank you again for
everything you’ve done and wish you the very best."
"Thank
you as well for all of your hard work and persistence (and
tolerance) on what I imagine will go down in your history book
as one of the more difficult mediations. I really do appreciate
everything you did to get it done (as does my client). I also
wanted to tell you that I enjoyed working with you very much and
hope we get a chance to work together again in the future. I
would certainly give you an excellent reference to anyone who
asked."
"As usual,
your hard work made a huge difference in resolving the case."
"I am sure we will
work together again. My client and I both think you did a
terrific job with a difficult case."
“Wonderful!!
You really accomplished a significant result here. My client
and I appreciate it tremendously.”
“Thank
you for being so instrumental throughout this process. I am
glad we found you. I will certainly give my highest
recommendation for you to any attorney I know.”
“Thanks again for your work
yesterday. You worked very hard and you accomplished a lot.
Well done. It did not go the way I thought it would go… you
made things happen fast at the end. Thanks for helping us reach
a settlement.”
"Bette, You can check this mediation as closed and successful.
It was a pleasure to work with you to resolve my situation and
this lengthy matter. Thank you again for all the effort and
patience."
(pro se party): "I just wanted to thank you for the
outstanding job you did as our mediator. [We] are so
grateful and thankful that it has come to a close.
Thanks again..... "
"For your information, the final settlement has now been
concluded. Thanks again for your fine mediation effort."
"Thank you again for your great work in helping us resolve this
matter. I look forward to working with you again."
References from counsel or
parties are available.
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